A pilot trial evaluating the effect of an inflammatory-modulating medical food in patients with Fibromyalgia.
Dan Lukaczer, ND, Barbara Schiltz, RN, MS, CN, DeAnn J. Liska, PhD
Journal-Vol.
1, No. 3, Fall 2000
Editorial- Crime and Punishment
Original Papers:
A Pilot Trial Evaluating the Effect of an Inflammatory-Modulating Medical Food
in Patients With Fibromyalgia
Dan Lukaczer, ND, Barbara Schiltz, RN, MS, CN, DeAnn J. Liska, PhD
ABSTRACT: Fibromyalgia is a complex syndrome characterized by reproducible
tenderness on palpation at specific anatomical sites, generalized stiffness and
aching, and a variety of other systemic complaints. This syndrome is common in
the United States and is one of the most common reasons for rheumatological
referrals. The etiology and pathogenesis of fibromyalgia are controversial. A
variety of approaches have been used with a lack of consistent results. The
data in this study suggest that a complex medical food designed for clinical
management of inflammatory conditions may also have a beneficial effect for
fibromyalgia patients. With this medical food, a significant improvement in
mental functioning (P<.05) was observed as assessed by the Medical Outcomes
Survey Short Form-36 questionnaire, a significant decrease in the Tender Point
Index (P<.05), and a substantial improvement in grip strength and physical
symptoms. Although more studies are needed to verify this preliminary
observation, these data suggest that focused nutritional support, as seen with
this inflammatory modulating medical food, may be a beneficial part of the
clinical strategy for fibromyalgia. (Clinical Practice of Alternative Medicine
1(3):148-156, 2000)
The latter half of the 20th century has been characterized by an increasing
prevalence of chronic disorders. Indeed, 7 of the 10 leading causes of death in
the United States are chronic in nature, accounting for 72% of the deaths from
all causes.1 Although certain chronic conditions such as chronic fatigue
syndrome, multiple chemical sensitivity, and fibromyalgia (FM) are not life
threatening, these conditions significantly affect the quality of life of a
sizeable proportion of the population. Research on these conditions is complicated,
however, by the fact that these patients rarely have consistent clinical
presentations, making comparison of improvement difficult between subject
groups in clinical trials. Moreover, studies have shown that a variety of
biological markers routinely used in clinical practice have an inconsistent
relationship to symptoms in these chronic health conditions.2 In fact, some
reports suggest that 30% to 80% of patients may have conditions for which no
physiological or organic cause can be found during routine investigation.3
Fibromyalgia exemplifies the challenge facing clinicians in the diagnosis and
treatment of complex, chronic conditions. Patients with FM commonly report
morning stiffness, fatigue, sleep disturbances, and widespread pain, which they
often suffer over many years without a diagnosable or definable disease. No
biological markers have been shown to differentiate this condition; therefore,
FM is generally diagnosed by exclusion and often overlooked. For example, in
one study patients saw an average of 3 to 4 doctors and presented with the same
complaints before being diagnosed with FM.4 Overall, FM patients average 39.7
doctor visits per year.5 The prevalence of FM increases with age, with the
highest incidence in individuals between 60 and 79 years old. Moreover, FM
primarily afflicts women; 3.4% of the US female population is estimated to
suffer from this condition.6,7 Fibromyalgia is significantly debilitating, and
it is not uncommon for FM patients to report that they are unable to work.8 In
spite of the serious and pervasive disruption in a patient's life, and the
difficulty found in correlating FM symptoms to organic etiologies and
underlying mechanisms, many physicians continue to consider this an entirely
psychosomatic illness. Fibromyalgia is clinically differentiated by the
relatively objective evaluation of pain at specific sites, which are called
tender points.6 These tender points are located bilaterally in 9 distinct areas
of the body, including the base of the skull, above and between the shoulder
blades, below the elbows, the lower back, lateral hips, buttocks, posterior
knees, and lateral chest. The American College of Rheumatology has defined FM
as widespread pain and the presence of tenderness in 11 or more of 18 tender points.9
A patient presenting with FM may report peripheral arthralgias as well, which
can be confused with rheumatoid arthritis.2 However, FM is commonly believed to
be pain that is not associated with inflammation or joint dysfunction, whereas
arthralgias are considered inflammatory and associated with joint dysfunction.
Although many theories exist regarding the etiology of FM, few therapies have
resulted in demonstrable, predictable improvement.
Without laboratory or biological correlation, a patient's response to therapy
is often monitored by the number of tender points reported over the course of
the therapeutic intervention. Although widespread pain and tenderness at
specific anatomical sites is the accepted criterion for diagnosing FM, some
researchers have questioned whether overall improvement can be determined by
monitoring tender points. Simms et al10 compared a variety of parameters
designed to assess clinical outcome in FM patients, including sleep patterns,
tender points, and a global assessment of physical functioning. These
researchers' results suggest that, despite the clinical importance of pain as a
cardinal feature of FM, improvement in pain alone did not discriminate as well
as did a combination of outcome measures. This finding suggests that
questionnaires evaluating different aspects of fatigue and functioning should
be included with tender point analysis when assessing response to therapy for
FM. The Medical Outcomes Survey Short Form-36 (SF-36) questionnaire is an
instrument particularly suited for this type of analysis, because it has been
widely used in clinical trials and in clinical practice to assess physical and
mental health outcome.11-13 The Medical Symptoms Questionnaire (MSQ) has also
been used as a tool for general evaluation of symptoms and functioning in
clinical studies and in research trials with patients experiencing
fatigue.14-16
Fibromyalgia has none of the common inflammatory characteristics associated
with other rheumatological conditions such as rheumatoid arthritis and systemic
lupus erythematosus; however, some recent literature suggests that the
pathophysiology of FM may be associated with more subtle signs of inflammation
and immune dysregulation.17 In addition, favorable anecdotal reports exist on
the use of a recently developed inflammatory-modulating medical food in
clinical management of FM patients. Due to these observations a preliminary
assessment of the efficacy of this medical rice-based food designed for
inflammatory conditions was undertaken for the clinical management of FM.
Methods
Subjects
Subjects were women between the ages of 29 and 65 years, with an average age of
47 years. Before initiating the study, subjects were evaluated with blood
chemistry tests, medical history, and physician examination. The 21 subjects
were selected on the basis of past diagnosis of FM, musculoskeletal pain
lasting longer than 6 months, and complaints of unrestorative or disturbed
sleep as assessed by an initial symptoms questionnaire. The questionnaire was
completed to provide information on the history and onset of each subject's
illness (Table 1). Subjects who had been diagnosed with a serious debilitating
condition such as acquired immune deficiency syndrome, cancer, congestive heart
failure, liver disease, chronic obstructive pulmonary disease, or advanced
diabetes were excluded from the study. Each subject signed an informed consent
prior to participation in the study.
Study Design and Dietary Intervention
The medical food used in this study was originally designed for nutritional
support of conditions associated with chronic inflammation of the lungs,
joints, and intestinal tract. The nutrient profile of this
inflammatory-modulating medical food (UltraInflamX) is shown in Table 2. This
medical food was designed as a low-allergy, rice-based product fortified with
the following components: antioxidant vitamins and minerals to reduce
free-radical generation from oxidative stress18,19; phytonutrients, such as
rosemary and limonene, and sulfate-containing compounds, such as
N-acetylcysteine and sodium sulfate, to support detoxification processes20-24;
anti-inflammatory phytonutrients, such as curcumin and rosemary, to
nutritionally support clinical management of inflammation symptoms25,26; and
enhanced levels of vitamins and minerals, such as vitamin C, vitamin B3,
vitamin B6, zinc, and magnesium, which are involved in fatty acid synthesis and
promote balance in production of pro- and anti-inflammatory cytokines and
prostaglandins.27-29 Dietary changes consisted of a modified elimination diet,
ie, a diet free of substances likely to produce allergenic responses. Foods
eliminated in this diet included dairy, eggs, gluten, corn, pork, and yeast.
Subjects were assigned to 1 of 2 protocols by date of initial appointment at
the research clinic. Protocol A included the medical food nutritional
supplement daily with no other dietary changes, and protocol B included the
medical food nutritional supplement daily with dietary changes. The medical
food was provided as a powdered drink mix supplement, which was prepared by the
subjects at the time of use by mixing the recommended amount of powder (52 g) in either water or a juice. Taken alone with water twice a day, the drink provided a total of
400 daily calories. Both protocols were followed for a 6-week period. Subjects
were instructed to make no changes during the course of the study-other than
those noted above-in their supplementation, medication, or exercise routine.
Compliance to the respective protocol, exercise, and medication were documented
during each visit by verbal communication with the subject and by answers to a
written questionnaire.
Clinical Assessment
Subjects were evaluated initially, after 3 weeks, and after 6 weeks by
questionnaires, presence of tender points, and grip strength. Questionnaire
evaluation included: the SF-36 questionnaire, a well-validated general quality
of life instrument; the MSQ, which evaluates general health symptoms; and the
Fibromyalgia Questionnaire, a written inventory to evaluate history of illness,
medication use, sleep patterns, perceived pain, and compliance to the protocol.
The SF-36 is a 36-item questionnaire that summarizes health outcome in 2
reliable, reproducible scores: the Physical Component Summary (PCS) and the
Mental Component Summary (MCS). These scores are converted to a scale of 0 to 100, in which 50 is the mean for the US population. Low scores on the MCS indicate frequent
psychological distress, compromised social and role disability due to emotional
problems, and/or generally poor health, whereas high scores indicate frequent
positive affect, and absence of psychological distress and limitations in usual
social and role activities. Similarly, low scores on the PCS indicate
substantial limitations in self-care, physical, social, and role activities,
severe bodily pain, frequent tiredness, and health generally rated as poor,
whereas high scores indicate no physical limitations, high energy level, and
health generally rated as excellent.
The MSQ is another clinical tool for the evaluation of general physical
symptoms that patients find easy to fill out; practitioners find this
questionnaire easy to score and evaluate. In contrast to the SF-36
questionnaire, in which a high score means high functioning and a low score means
compromised functioning, a high score on the MSQ means a higher or more
substantial amount of overall symptoms in terms of duration, frequency, and
intensity. Scores on the MSQ that total above 75 are generally associated with
substantial symptomatology and disability; scores below 30 generally indicate
few symptoms or symptoms of low intensity. Tender points were assessed by the
subjects at each visit and were reported using the Tender Point Index (TPI).
Subjects were presented with a diagram that identified the 9 specific bilateral
points and asked to circle areas in which they felt pain. The number of tender
points circled was summed to determine the TPI; the maximum possible value for
TPI was 18. Grip strength was assessed as the static grip force in kilograms
with an adjustable handgrip dynomometer. The grip strength test was performed
with the subject in a standing position and the arms in a neutral position.
Subjects were asked to squeeze the handgrip dynomometer as hard as possible
without moving the arm. Grip strength measurements for the left and right hand
were performed at each office visit.
Data were analyzed by standard statistical methods using the Wilcoxon signed
rank test for determination of significance. Percent change in MSQ was determined
as follows: percent MSQ change = ([initial MSQ score-final MSQ score] / initial
MSQ score) x 100.
Results
Fourteen of the subjects completed the entire trial, and 7 subjects chose to
withdraw from the trial before its completion, as indicated in Figure 1. The
results of the SF-36 questionnaire are shown in Figure 2. The initial MCS
scores were 40±8.4 (n=8) and 45±8.9 (n=5) for subjects on protocol A and
protocol B, respectively, which was below the US average of 50. However, at the
end of the 6-week study, the average MCS score had increased to the US average
for subjects on both protocols, which was 51±8.5 (n=8, P=.025) and 57±6.6 (n=5,
P=.043) for subjects on protocol A and protocol B, respectively. (One subject
on protocol B did not complete the questionnaire and, therefore, the data from
this subject were not included in the analysis.) The improvement in mental
well-being did not appear to be dependent on whether dietary changes
accompanied the medical food, since both groups receiving the medical food,
with and without dietary changes, showed significant improvement. The PCS score
from the SF-36 questionnaire, which provides an independent assessment of
physical functioning, also showed improvement for subjects on protocol A from
30±6.8 initially to 38±5.7 (n=8, P=.05) after the intervention. No significant
improvement was noted in PCS for the protocol B group. However, this may have
been due primarily to 1 subject, who reported an initial PCS score of 34 and a
final score of 8.4. When the data from this subject were removed, the subjects
on protocol B showed modest improvement in PCS scores as well, from 25±8.8
before the intervention to 31±6.3 (n=5, P=.08) after the intervention, which
was not statistically significant.
The MSQ questionnaire results for each subject on protocol A and protocol B are
indicated in Table 3 and Figure 3. As seen in Table 3, 12 of the subjects
reported MSQ scores above 75 before the intervention, whereas only 3 subjects
reported MSQ scores above 75 after the intervention. The MSQ scores decreased
on average by 53% and 32% for subjects on protocol A and protocol B,
respectively, with an overall average decrease of 43%. Only 1 subject reported
an increase in symptoms. (One subject on protocol A did not provide complete questionnaire
data, therefore, data from this subject were not included in the analysis.)
Subjects were also asked about sleep symptoms on the Fibromyalgia
Questionnaire. At initiation of the trial, all 8 subjects on protocol A, and 4
of the 6 subjects on protocol B indicated that they were experiencing problems
sleeping, which included problems falling asleep as well as waking numerous
times during the night. At conclusion of the study, 6 of the 8 subjects on
protocol A noted that their sleeping problems were resolved. The 4 subjects on
protocol B who indicated problems sleeping did not indicate that these problems
were resolved; however, these subjects noted a decrease in the number of times
waking from an average of 3.5 times per night to 2.2 times per night.
As indicated in Table 4, improvement in grip strength was observed in subjects
on both protocols as well. Right-hand grip strength improved from low average
to midrange average, and poor to midrange average in the protocol A and
protocol B groups, respectively. Left-hand grip strength improved from poor in
both groups initially to within average range; however, less difference was
observed in the left-hand grip strength overall. Figure 4 shows the grip
strength average of the right and left hand for each subject before
intervention, after 3 weeks on the respective protocol, and after the 6-week
intervention with protocol A or protocol B. Although improvement was observed
in grip strength for both groups, the protocol A subjects appeared to show improvement
by the 3-week visit and sustained that improvement through the 6-week visit. In
contrast, the protocol B subjects showed no difference at the 3-week visit but
showed improvement at the 6-week visit. The TPI also showed improvement after
the intervention for subjects on both protocols, as shown in Figure 5. However,
the improvement in TPI was most evident with the subjects on protocol A, in
which the subjects reported a significant (P=.0425) decrease in TPI from
13.3±3.49 before intervention to 8.5±4.77 after the intervention. The subjects
on protocol B reported a modest improvement in TPI from 11.2±4.02 initially to
10.6±4.72 after the intervention, which was not statistically significant.
Discussion
Fibromyalgia is a complex syndrome characterized by reproducible tenderness at
specific anatomical sites, and is one of the most common reasons for
rheumatological referrals.6 Its etiology and pathogenesis are controversial,
and no clinical management approach has shown consistent results. The data in this
study suggest that an approach using an inflammatory-modulating medical food,
which was designed to nutritionally support clinical management of chronic
inflammatory conditions, may also provide benefit as nutritional support for FM
patients. Fibromyalgia has not generally been assumed to be an inflammatory
condition. However, clinical observations have suggested that patients
presenting with FM concurrent with inflammation show favorable response to the
medical food with respect to their symptoms. The use of this medical food
resulted in a significant decrease in TPI (P<.05), a significant improvement
in the mental functioning section of the SF-36 (P<.05), and a substantial
improvement in grip strength and physical symptoms. These preliminary favorable
findings in FM patients raise questions regarding the etiology and underlying
mechanism(s) of FM. In general, anti-inflammatory pharmaceutical approaches,
such as nonsteroidal anti-inflammatories, have shown minimal positive response
in clinical trials on FM, and generally result in no significant improvement
compared with placebo effects.30 In contrast, evidence has been reported to
support an inflammatory component in FM. For example, Maes et al17 investigated
biological markers of the inflammatory system in 21 FM patients and 33 non-FM
controls. These researchers reported an alteration in the expression of some
markers of the inflammatory response system in FM patients, which suggested an
activation of the inflammatory system in these patients. However, the clinical
utility of this observation has not been explored; the clinical consensus
remains that a simple anti-inflammatory approach does not appear to be
clinically effective for FM.
Some subclinical inflammatory mechanisms may be part of the FM etiology, but
these mechanisms have not been clearly elucidated. If this is the case,
supplementing with phytochemicals and nutrients that have a modulating effect
on subclinical inflammatory processes may be of benefit. For example,
subclinical inflammation may be modulated through the application of
phytonutrients, such as curcumin, which inhibit synthesis of interleukin-1 and
tumor necrosis factor, and inhibit lipoxygenase and cyclooxygenase.31,32 Ginger
has shown efficacy in inflammation and may have a similar and/or complementary
role as well.33 Moreover, inflammation has been associated with oxidative
stress resulting in excessive production of reactive oxygen species.
Fibromyalgia has also been postulated to involve some degree of cellular
hypoxia with mitochondrial uncoupling and concurrent generation of excessive
reactive oxygen species.34 Because the medical food used in this study
contained a broad array of antioxidant support, improvement due to protection
against excessive damage and injury from oxidative stress may have been
observed.18 Many phytonutrients, such as rutin and quercetin, appear to act
synergistically with respect to their antioxidant activities; therefore, these
may have provided additional support for the nutritional management of FM symptoms.35,36
Fibromyalgia is a multifactorial syndrome that seriously compromises patients'
quality of life. For example, FM patients have been reported to score lower on
the SF-36, a quality-of-life instrument.13 Moreover, there is strong
comorbidity between FM and major depression, and an increased incidence of
depressive symptoms in FM patients.37 A striking finding in this study was the
significant improvement in the mental functioning section of the SF-36 for FM
patients after intervention with the medical food. The SF-36 has been shown to
predict the course of depression over a 2-year course in clinical trials.12 In
a similar study, in which the clinical affect of a rice macronutrient
"placebo" powder mix and elimination diet was compared to that of a
rice-based detoxification support medical food and elimination diet in FM
patients, no changes were observed in either the PCS or MCS. This observation
suggested that the micronutrients and/or the specific macronutrient ingredients
other than the rice-based ingredients of the inflammatory-modulating medical
food may be responsible for the observed improvement in MCS. Moreover, many
patients with chronic conditions such as FM respond with moderate, variable
improvement, and a noticeable percentage of these patients fail to respond when
they are put on a dietary program that eliminates only common food allergens.
It was surprising in this study, however, that though both groups showed
improvement, the group without dietary changes showed greater improvement.
Since most subjects reported seeing several doctors over many years for their
condition, it is possible that many of these patients had already attempted an
allergen-free diet without success. Dietary changes are difficult to make, and
if those changes do not appear to be working, the disappointment may be even
more frustrating. Asking individuals to repeat a dietary therapy they have
already found unsuccessful may be emotionally difficult and taxing. Therefore,
the slightly decreased improvement on protocol B, which included dietary
changes, could be due to the added complication of this approach and the
associated mental frustration. Certainly, dietary changes should be considered
in individuals who have not attempted such a therapy; however, this should be
assessed carefully since dietary changes may not be effective. Although
extensive clinical trials are required to fully assess and document the success
of this medical food with FM, it is the observations of the individual's
response in the clinic that matter most to clinicians and patients. An
interesting case experience from this trial is that of a 51-year-old woman who
was diagnosed with FM over 10 years before presentation. She was forced to quit
her job and had been working on a part-time basis. She had consulted with 10
doctors regarding her illness and had taken a variety of anti-inflammatory and
antidepressant medications, but continued to have chronic myalgia pain, sore
throats, headaches, and fatigue. She complained of sleep disturbances and stated
that she woke up 2 or 3 times a night. She reported chronic pain in all
standard trigger point areas, stating that she was almost never pain free. Her
initial MSQ score was 140; she was assigned to protocol A, receiving the
inflammatory-modulating medical food with no dietary changes for 6 weeks.
At her 3-week follow-up visit, the patient reported having some difficulty with
the taste of the product and was, therefore, taking only half of the prescribed
dose of the medical food. She was provided with more instructions for
alternative blending recipes and was encouraged to increase to the full dose.
At the 6-week follow-up visit, she was taking the full dose successfully and
reported that she could now awaken with no pain. Furthermore, she had noticed
substantial improvement in sore throat, headache, and fatigue symptoms, and was
also experiencing improved sleep, only waking on average one time per night.
Perhaps most importantly, she reported that she was pain free over half of her
waking hours, a significant improvement from the constant pain she experienced
just 6 weeks earlier.
Summary
The data presented in this report represent a pilot study on the use of a
complex medical food containing a variety of inflammatory-modulating
pharmacological activities on symptoms of FM. With this medical food, a
significant improvement was observed in mental functioning (P<.05) as
assessed by the SF-36 questionnaire and a significant decrease in TPI
(P<.05), as well as a substantial but not statistically significant
improvement in grip strength and physical symptoms. Although the mechanisms
underlying these observations are not understood, a number of activities may
act synergistically to produce the noted improvements in FM patients treated
with this inflammatory-modulating medical food. More studies are needed to
verify this preliminary observation with FM. The complex nature and clinical
challenge presented by the FM patient exemplifies the axiom that the whole is
greater than the sum of its parts.
Acknowledgments The authors thank Kim Jordan and Julie Triggs for clinical
assistance; Tracey Irving for preparation of the medical food supplement; Laura
Nichols, Nancy Chatfield, and Mabel Lorenzi-Alb? for assistance in preparation
of the manuscript. The authors also thank Dr Gary Darland and Dr Robert Lerman
for technical review of the manuscript, and Dr Jeffrey S. Bland for critical
comments and support of this project.
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